Due Diligence

We are a provider of independent due diligence services for various broker dealers and registered investment advisors throughout the country. The firm’s full-time and of-counsel attorneys have various additional professional and educational credentials, including MBAs, LLMs, and securities industry licenses (inactive). The firm’s practice involves not only broker dealer and registered investment advisor representation, but real estate acquisition, development, and finance. Firm attorneys have been employed by broker-dealers who have syndicated real estate equity offerings in hospitality, senior living, office, and retail development and acquisition.

The firm’s due diligence process includes analyzing a variety of Alternative Investment programs.  The firm provides clients individualized legal opinions with an additional focus on project and fund structure, financing, valuation, and exit analysis.

Please see Mick Law firm overview for additional information.