Independent Broker-Dealers

1

1st Global Capital Corp. – Dallas, TX

A

Accelerated Capital Group – Irvine, CA
Advisory Group Equity Services, Ltd. – Reading, MA
Allegheny Investments, Ltd. – Pittsburgh, PA
Alliance Affiliated Equities Corp – Kansas City, MO
American Capital Partners – Hauppauge, NY
American Independent Securities Group – Eagle, ID
American Investors Company – San Ramon, CA
American Portfolios Financial Services – Holbrook, NY
Ameritas Investment Corp – Lincoln, NE
ARI Financial Services – Leawood, KS
Arete Wealth Management – Schaumburg, IL
Arque Capital, Ltd. – Scottsdale, AZ
Ausdal Financial Partners – Davenport, IA
AXA Advisors, LLC – New York, NY

B

BancorpSouth Investment Services – Jackson, MS
BCW Securities, LLC – Greenwich, CT
Berthel Fisher & Company – Marion, IA
Broadway Financial Group, Inc. – New York, NY
Broker Dealer Financial Services Corp. – Johnston, IA
Burch & Company – Kansas City, MO

C

Cadaret, Grant & Co. – Syracuse, NY
Callaway Financial Services – Arlington, TX
Calton & Associates, Inc.  – Tampa, FL
Cambria Capital, LLC – Salt Lake City, UT
Cambridge Investment Research – Fairfield, IA
Camden Financial Services – Irvine, CA
Capital Analysts – Cincinnati, OH
Capital City Securities, LLC – Columbus, OH
Capital Financial Services, Inc. – Minot, ND
Capital Investment Group, Inc. – Raleigh, NC
Capital Management Securities, Inc. – Minneapolis, MN
Cascade Financial Management, Inc. – Denver, CO
Centaurus Financial Inc. – Orange, CA
CFD Investments – Kokomo, IN
Challenger Capital Group – Dallas, TX
Chester Harris & Co., Inc. – White Plains, NY
Chrysalis Capital Group, LLC – San Francisco, CA
CIM Securities, LLC – Greenwood Village, CO
Coastal Securities, Inc. – Houston, TX
Cobalt Capital, Inc. – Winter Park, FL
Comerica Securities, Inc. – Dallas, TX
Commonwealth Financial Network – Waltham, MA
Courtlandt Securities Corp. – Newport Beach, CA
Crews & Associates, Inc. – Littlerock, AR
Crown Capital Securities, L.P. – Orange, CA

D

Douglas Scott Securities, Inc. – Richardson, TX
Duncan-Williams, Inc. – Memphis, TN

E

Emerson Equity – San Mateo, CA
Ensemble Financial Services – Pittsford, NY
Equity Services, Inc. – Montpelier, VT

F

Finance 500 – Irvine, CA
Financial West Group – Westlake Village, CA
First Allied Securities, Inc. – San Diego, CA
First Asset Financial, Inc. – Salina, KS
First Financial Equity Corp – Scottsdale, AZ
First Florida Securities, Inc. – Naples Florida
First Heartland Capital, Inc. – Lake St. Louis, MO
First Independent Financial Services – Tulsa, OK
First Midwest Securities – Bloomington, IL
First National Capital Markets, Inc. – Omaha, NE
FMN Capital Corporation – Mission Viejo, CA
Foothill Securities, Inc. – Santa Clara, CA
Fortune Financial Services – New Brighton, PA
Fortune Securities, Inc. – Alhambra, CA
Freedom Investors Corp. – Brookfield, WI
FSC Securities Corp. – Atlanta, GA

G

G.A. Repple & Company – Casselberry, FL
Garden State Securities, Inc. – Wall, NJ
Geneos Wealth Management – Centennial, CO
Girard Securities, Inc. – San Diego, CA
Global Brokerage Services, Inc. – Hunt Valley, MD
Gramercy Securities – Charlestown, RI
Great American Advisors, Inc. – Cincinnati, OH

H

H. Beck, Inc. – Rockville, MD
Hagen Securities, Inc. – Los Angeles, CA
Harbour Investments, Inc. – Madison, WI
Huckin Financial Group, Inc. – Houston, TX

I

IBN Financial Services – Liverpool, NY
IMS Securities, Inc. – Houston, TX
Independent Financial Group, LLC – San Diego, CA
Inlet Securities, LLC – New Smyrna Beach, FL
InterSecurities, Inc. – St. Petersburg, FL
Investacorp – Miami Lakes, FL
Investment Centers of America, Inc. – Appleton, WI
Investment Planners, Inc. – Decatur, IL
Investment Security Corporation – Woodland Hills, CA
Investors Capital Corp. – Lynnfield, MA

J

J Giordano Securities Group – Stamford, CT
J.P. Turner & Company – Atlanta, GA
J.W. Cole Financial, Inc. – Tampa, FL

K

Kalos Capital, Inc. – Alpharetta, GA
KCD Financial – De Pere, WI
Kipling Capital, Inc. – Mill Valley, CA
KMS Financial Services – Seattle, WA
KRK, LTD – Palatine, IL

L

L.M. Kohn & Co. – Cincinnati, OH
Landolt Securities, Inc. – Antioch, IL
LaSalle St. Securities, L.L.C. – Elmhurst, IL
Lawson Financial Corp. – Phoenix, AZ
Leonard & Company – Troy, MI
Liberty Group – Oakland, CA
Lincoln Financial Advisors Corporation – Hartford, CT
Linsco/Private Ledger – Boston, MA
Lowell and Company, Inc. – Lubbock, TX

M

M Holdings Securities, Inc. – Portland, OR
Madison Avenue Securities – San Diego, CA
Marathon Financial Group – Chicago, IL
Meridian United Capital, LLC, Scottsdale, AZ
Merrimac Corporate Securities – Lake Mary, FL
MHA Financial Corp. – Westwood, MA
MidAmerica Financial Services, Inc. – Joplin, MO
Mid Atlantic Capital Corp. – Pittsburgh, PA
Milkie/Ferguson Investments, Inc. – Dallas, TX
Moloney Securities Co., Inc. – Manchester, MO
Morgan Keegan & Company, Inc. – Memphis, TN
Morris Financial, Inc. – Redondo Beach, CA
MSC – BD, LLC – Estero, FL

N

National Securities Corporation – Seattle, WA
Nations Financial Group, Inc. – Cedar Rapids, IA
Nationwide Planning Associates, Inc. – Montvale, NJ
Nelson Capital Co. – Jamestown, NY
Next Financial Group – Houston, TX
Northland Securities, Inc. – Minneapolis, MN
Northstar Financial Partners – Troy, MI
NPB Financial Group, LLC – Burbank, CA

O, P

Oak Tree Securities, Inc. – Walnut Creek, CA
Packerland Brokerage Services, Inc. – Green Bay, WI
Park Avenue Securities, LLC – New York, NY
Partnervest Securities, Inc. – Santa Barbara, CA
Paulson Investment Company, Inc. – Portland, OR
Pelion Securities Corp. – Chippewa Falls, WI
Pointe Capital – Boca Raton, FL
Wolf A. Popper, Inc. – New York, NY
Primex – Hempstead, NY
Princor Financial Services Corporation – Des Moines, IA
ProEquities, Inc. – Birmingham, AL
Protected Investors of America, Inc. – San Francisco, CA

Q, R

Quantum Capital, LLC – Durham, NC
Questar Capital Corporation – Minneapolis, MN
Raymond James Financial Services – St. Petersburg, FL
RBC Capital Markets Corporation – Minneapolis, MN
RBC Dain Rauscher, Inc. – Minneapolis, MN
Regal Securities, Inc. – Glenview, IL
Regent Capital Group, Inc. – Agoura Hills, CA
Richfield Orion International, Inc. – Colorado Springs, CO
Riverstone Wealth Management, Inc. – Austin, TX

S

Sanders Morris Harris, Inc., – Houston, TX
Sandlapper Securities, LLC – Greenville, SC
SCF Securities, Inc. – Fresno, CA
Scottsdale Capital Advisors Corp – Centennial, CO
Securities America, Inc. – LaVista, NE
Securities Service Network, Inc. – Knoxville, TN
Select Capital Corporation – San Juan Capistrano, CA
Sigma Financial Corporation – Ann Arbor, MI
Signal Securities, Inc. – Ft. Worth, TX
Signator Investors, Inc. – Boston, MA
Sophia Capital Securities – San Francisco, CA
Spencer Edwards, Inc. – Englewood, CO
Spire Securities, LLC – McLean, VA
Stalwart Capital, LLC – Hillsdale, NJ
Sterling Enterprises Group, Inc. – St. Petersburg, FL
Stone & Youngberg, LLC – San Francisco, CA
SummitAlliance Securities, LLC – Dallas, TX
Summit Brokerage Services, Inc. – Boca Raton, FL
Sunbelt Securities, Inc. – Houston, TX
SWBC Investment Services, LLC – San Antonio, TX
Synergy Investment Group, LLC – Charlotte, NC

T

TFS Securities, Inc. – Lincroft, NJ
T.R. Winston & Co., LLC – Bedminster, NJ
The O.N. Equity Sales Company – Cincinnati, OH
The Sonterra Group – San Antonio, TX
The Strategic Financial Alliance, Inc. – Atlanta, GA
Titan Securities – Dallas, TX
TransAm Securities, Inc. – Altamonte Springs, FL
TransAmerica Financial Advisors, Inc. – St. Petersburg, FL
Triad Advisors, Inc. – Norcross, GA
Tricor Financial, LLC – Las Vegas, NV
Trustmont Financial Group, Inc. – Greensburg, PA

U, V

Union Capital Company. – Tucson, AZ
United Planners’ Financial Services of America – Scottsdale, AZ
U.S. Brokerage, Inc. – Columbus, OH
Valmark Securities, Inc. – Akron, OH
Veritrust Financial, LLC – Austin, TX
VFinance Investments, Inc. – Boca Raton, FL
VSR Financial Services, Inc. – Overland Park, KS

W

Waddell & Reed – Overland Park, KS
Wall Street Financial Group, Inc. – Fairport, NY
Waveland Capital Partners, LLC – Irvine, CA
Wedbush Morgan Securities, Inc. – Los Angeles, CA
Weller, Anderson & Co., Ltd. – Houston, TX
Western Equity Group, Inc. – Carlsbad, CA
Western International Securities, Inc. – Pasadena, CA
Westpark Capital, Inc. – Los Angeles, CA
WFG Investments, Inc. – Dallas, TX
White Pacific Securities, Inc. – San Francisco, CA
Whitehall-Parker Securities, Inc. – San Francisco, CA
Wilson-Davis & Co., Inc. – Salt Lake City, UT
Woodbury Financial Services, Inc. – Woodbury, MN
World Equity Group, Inc. – Arlington Heights, IL
WRP Investments, Inc. – Youngstown, OH