Independent Broker-Dealers

A

Actinver Securities, Inc. – Houston, TX
Advisory Group Equity Services, Ltd. – Wodburn, MA
Aegis Capital Corp. (BD/RIA) – Melville, NY
Aeon Capital, Inc. – Middletown, NJ
Alexander Capital, L.P. – New York, NY
Allen C. Ewing & Co. – Jacksonville, FL
Alliance Global Partners/AGP (BD/RIA) – Westport, CT
American Global Wealth Management – McDonough, GA
American Investors Company (BD/RIA) – San Ramon, CA
American Portfolios Financial Services – Holbrook, NY
American Trust Investment Services – Whiting, IN
Ameritas Investment Corp. (BD/RIA) – Kansas City, MO
Arete Wealth Management, LLC – Schaumburg, IL
ARI Financial Services, Inc. – Overland Park, KS
Arkadios Capital – Atlanta, GA
Arque Capital, Ltd. (BD/RIA) – Scottsdale, AZ
Aurora Securities, Inc. – Troy, MI
Aurora Securities, LLC – Carmel, IN
Ausdal Financial Partners (BD/RIA) – Davenport, IA
Avantax Investment Services, Inc. – Irvine, TX
Axiom Capital Management, Inc. – New York, NY

B

BD4RIA – Forth Worth, TX
Benchmark Investments, Inc. – New York, NY
Berthel Fisher & Company (BD/RIA) – Marion, IA
BNA Wealth, Inc. (BD/RIA) – Rock Hill, SC
Boustead Securities, LLC – Irvine, CA
Bristol Investment Group, Inc. – New York, NY
Brokers International Financial Services, LLC (BD/RIA) – Urbandale, IA
BV Securities, LLC – Dallas, TX

C

Cabin Securities, Inc. – Overland Park, KS
Cabot Lodge Securities, LLC – New York, NY
Cadaret, Grant & Co. (BD/RIA) – Syracuse, NY
Calton & Associates, Inc. (BD/RIA) – Tampa, FL
Cambria Capital, LLC (BD/RIA) – Salt Lake City, UT
Cambridge Investment Research – Fairfield, IA
Cape Securities, Inc. – McDonough, GA
Capital Investment Group, Inc. – Raleigh, NC
Capulent, LLC – Phoenix, AZ
Carter, Terry & Company, Inc. (BD/RIA) – Atlanta, GA
Cascade Financial Management, Inc. (BD/RIA) – Denver, CO
Castle Placement, LLC – New York, NY
Centaurus Financial Inc. (BD/RIA) – Anaheim, CA
Center Street Securities, Inc. – Nashville, TN
Ceros Financial Servies, Inc. – Rockville, MD
Cetera Financial Group (BD/RIA) – El Segundo, CA
Chalice Capital Partners – San Diego, CA
Chapin Davis (BD/RIA) – Baltimore, MD
Chauner Securities, Inc. – Northbrook, IL
Client One Securities, LLC (BD/RIA) – Leawood, KS
Coastal Equities, Inc. – York, PA
Colorado Financial Service Corp. (BD/RIA) – Centennial, CO
Commonwealth Financial Network (BD/RIA) – San Diego, CA
Concorde Investment Services, LLC – Livonia, MI
Corecap Investments, LLC – Southfield, MI
Courtlandt Securities Corporation – Irvine, CA
Crescent Securities Group, Inc. – Dallas, TX
Crown Capital Securities, L.P. (BD/RIA) – Orange, CA

D

D.H. Hill Securities, LLP – Kingwood, TX
DAI Securities, LLC – Makato, MN
David A. Noyes & Company – Indianapolis, IN
Dempsey Lord Smith, LLC (BD/RIA) – Rome, GA
DFPG Investments, LLC (BD/RIA) – Sandy, UT
Digital Offering LLC – Laguna Beach, CA
D-Merc Services – Lakewood, CO

E

Emerson Equity (BD/RIA) – San Mateo, CA

F

Financial Goal Securities, Inc. – Rancho Mirage, CA
First Allied Securities, Inc. – San Diego, CA
First Asset Financial, Inc. – Salina, KS
First Financial Equity Corporation (BD/RIA) – Scottsdale, AZ
Folio Investments, Inc. – McLean, VA
FSC Securities Corporation (BD/RIA) – Atlanta, GA

G

G.A. Repple & Company (BD/RIA) – Casselberry, FL
Galt Financial Group, Inc. – Westlake Village, CA
Garden State Securities, Inc. – Red Bank, NJ
Geneos Wealth Management, Inc. (BD/RIA) – Centennial, CO
Gramercy Securities – Charleston, RI
Great Point Capital, LLC – Chicago, IL
Green Vista Capital, LLC – Winter Park, FL
Growth Capital Services, Inc. (BD/RIA) – San Francisco, CA

H

Harbour Investments, Inc. (BD/RIA) – Madison, WI
HighTower Securities, LLC – Chicago, IL
Hilltop Securities, Inc. (BD/RIA) – Dallas, TX
Huntwicke Securities, LLC – Topsfield, MA

I

IBN Financial Services, Inc. (BD/RIA) – Liverpool, NY
IDB Capital Corp. – New York, NY
IFP Securities, LLC – Tampa, FL
Independence Capital Co., Inc. (BD/RIA) – Parma, OH
Independent Financial Group, LLC (BD/RIA) – San Diego, CA
Infinex Investments, Inc. (BD/RIA) – Glen Allen, VA
Infinity Financial Services (BD/RIA) – Oakland, CA
Innovation Partners, LLC (BD/RIA) – Charlotte, NC
Intercarolina Financial Services, Inc. (BD/RIA) – Greensboro, NC
International Assets Advisory, LLC (BD/RIA) – Orlando, FL
Investment Architects, Inc. – Petaluma, CA
Investment Planners, Inc. – Decatur, IL
Investment Securities Corporation – Calabasas, CA
Invicta Capital, LLC – Monroeville, PA

J

J.W. Cole Financial, Inc. – Tampa, FL
JCC Advisors, LLC – Laguna Niguel, CA
JRL Capital Advisors – Newport Beach, CA

K

Kalos Capital, Inc. – Alpharetta, GA
KCD Financial (BD/RIA) – Green Bay, WI
Kovack Securities, Inc. – Fort Lauderdale, FL

L

Ladenburg Thalmann & Co., Inc. – New York, NY
Landolt Securities, Inc. (BD/RIA) – Antioch, IL
Lewis Financial Group, LC – Atlanta, GA
Lighthouse Capital Grou, LLC – Pasadena, CA
LightPath Capital, Inc. – Los Angeles, CA
Lincoln Financial Securities Corporation (BD/RIA) – Fort Wayne, IN
Lincoln Investment Planning, Inc. (BD/RIA) – Fort Washington, PA
Lion Street Financial, LLC – Austin, TX

M

M Holdings Securities, Inc. (BD/RIA) – Portland, OR
M.H. LeBlang, Inc. (BD/RIA) – Midvale, UT
M.S. Howells & Co. – Scottsdale, AZ
Madison Avenue Securities, Inc. (BD/RIA)– San Diego, CA
McDermott Investment Services – Bethlehem, PA
McDonald Partners, LLC (BD/RIA) – Cleveland, OH
McNally Financial Service Corporation (BD/RIA) – San Antonio, TX
Metropolitan Capital Investment Banc, Inc. – Chicago, IL
Mirae Asset Wealth Management (USA), Inc. (BD/RIA) – Los Angeles, CA
Moloney Securities Co., Inc. – Manchester, MO
Muriel Siebert & Co., Inc. – Jersey City, NJ

N

National Securities Corporation – New York, NY
Nations Financial Group, Inc. (BD/RIA) – Cedar Rapids, IA
Nationwide Planning Associates, Inc. – Paramus, NJ
Neidiger Tucker Bruner, Inc. (BD/RIA) – Denver, CO
Newbridge Securities Corporation – Boca Raton, FL
Next Financial Group (BD/RIA) – Houston, TX
NexTrend Securities, Inc. – Austin, TX
Ni Advisors (BD/RIA) – Milpitas, CA
Northland Securities, Inc. (BD/RIA) – Minneapolis, MN
NPB Financial Group, LLC (BD/RIA) – Burbank, CA

O

Oak Tree Securities, Inc. (BD/RIA) – Brentwood, CA
Orchard Securities, LLC – Pleasant Grove, UT

P

Patrick Capital Markets, LLC – St. Louis, MO
Peak Brokerage Services, LLC – Palm Beach Garden, FL
Pinnacle Capital Securities, LLC – Marina del Ray, CA
Polar Investment Counsel – Thief River Falls, MN
ProEquities, Inc. (BD/RIA) – Birmingham, AL
Purshe Kaplan Sterling Investment – Albany, NY

R

RCX Capital Group – The Woodlands, TX
Regal Securities, Inc. – Glenview, IL
Rehmann Financial Network, LLC – Lansing, MI
Rockefeller Financial LLC (BD/RIA) – Houston, TX
Royal Alliance Associates, Inc. (BD/RIA) – Jersey City, NJ

S

SA Stone Wealth Management – Birmingham, AL
Sagepoint Financial, Inc. (BD/RIA) – Phoenix, AZ
Saxony Securities, Inc. – St. Louis, MO
SCF Securities, Inc. – Fresno, CA
Securities America, Inc. – La Vista, NE
Sentinus-Halo Securities, LLC – Oak Brook, IL
Shorebridge Capital Advisors, LLC – New York, NY
Sigma Financial Corporation – Ann Arbor, MI
Silver Oak Securities, Inc. (BD/RIA) – Jackson, TN
Silver Portal Capital, LLC – San Diego, CA
Snowden Account Services LLC – New York, NY
Spire Securities, LLC – Reston, VA
Stax Capital – San Diego, CA
Stephen A. Kohn & Associates, Ltd. (BD/RIA) – Lakewood, CO
Stifel, Nicolaus & Company Incorporated (BD/RIA) – New York, NY
Stonecrest Capital Markets, Inc. – Ridgewood, NJ
Sunbelt Securities, Inc. (BD/RIA) – Houston, TX

T

TCFG Wealth Management – Laguna Niguel, CA
TFS Securities, Inc. – Lincroft, NJ
The M&A Group LLC – Minneapolis, MN
The O.N. Equity Sales Company – Cincinnati, OH
The Strategic Financial Alliance (BD/RIA) – Atlanta, GA
Thornhill Securities, Inc. (BD/RIA) – Austin, TX
Timbrel Capital, LLC – Atlanta, GA
Titan Securities (BD/RIA) – Addison, TX
Triad Advisors, LLC (BD/RIA) – Norcross, GA
Trustmont Financial Group, Inc. – Greensburg, PA

U

United Planners’ Financial Services of America (BD/RIA) – Scottsdale, AZ

V

Vanderbilt Securities, LLC – Woodbury, NY
Vestech Securities, Inc. – St. Louis, MO
Voya Financial Partners, LLC (BD/RIA) – Windsor, CT

W

Wealthforge Securities, LLC – Richmond, VA
Wedbush Securities, Inc. (BD/RIA) – Los Angeles, CA
Western International Securities, Inc. (BD/RIA) – Pasadena, CA
WestPark Capital, Inc. (BD/RIA) – Newport Beach, CA
Whitehall-Parker Securities, Inc. (BD/RIA) – San Francisco, CA
Willow Cove Investment Group, Inc. – Winneconne, WI
Woodbury Financial Services, Inc. (BD/RIA) – Oakdale, MN
World Choice Securities, Inc. (BD/RIA) – Euless, TX
World Equity Group, Inc. (BD/RIA) – Arlington Heights, IL