Due Diligence

We are a provider of independent due diligence services for various broker dealers and registered investment advisors throughout the country. The firm’s full-time and of-counsel attorneys have various additional professional and educational credentials, including MBAs, LLMs, and securities industry licenses (inactive). The firm’s practice involves not only broker dealer and registered investment advisor representation, but real estate acquisition, development, and finance. Firm attorneys have been employed by broker-dealers who have syndicated real estate equity offerings in hospitality, senior living, office, and retail development and acquisition.

The firm’s due diligence representation includes reviewing and opining on offerings of various asset classes including DST, real estate equity fund, REIT, Oil and Gas/alternative energy, private equity, life settlements, equipment leasing, managed futures, and hedge funds. The firm provides clients individualized legal opinions with an additional focus on project and fund structure, financing, valuation, and exit analysis. It is similar on our brochure.